Advisory Compliance Officer

Natixis Investment Managers
Boston, MA
Category Legal
Job Description
The Advisory Compliance Officer- RIA manages registered investment adviser compliance for the Boston Office. This role involves leading compliance policies, managing the Adviser calendar, and supporting the Chief Compliance Officer in overseeing the program. The position requires a thorough understanding of the adviser's structure and activities to ensure compliance with SEC regulations.

Requirements

  • Managing, developing and conducting periodic compliance reviews
  • Coordinating and running Code of Ethics program
  • Oversee compliance program from the Boston office
  • Handling portions of the investment advisory compliance program
  • Providing direction in addressing organizational changes and regulatory developments

Benefits

  • Comprehensive medical, dental and vision insurance
  • Paid time off
  • 401k plan
  • Tuition reimbursement
  • Student loan repayment program
  • Wellness benefits
  • Volunteer programs
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