Associate - Compliance (Alternative Assets)

IQ-EQ
250 W 50th St, NY
Job Description
IQ-EQ is seeking an Associate - Compliance to support their compliance team in developing and implementing regulatory programs for investment sector clients (PE, hedge funds, venture capital). The role involves providing regulatory support, managing compliance functions, designing testing systems, and mentoring associates. The company emphasizes ESG and offers a benefits package supportive of employee well-being and work-life balance.

Requirements

  • Hold a Bachelor's degree.
  • Knowledge of the Investment Advisers Act, Investment Company Act, and FINRA/NFA/CFTC rules.
  • Proficiency in MS Office tools (Excel & Word).
  • Strong organizational, analytical, and communication skills.
  • Demonstrate dependability, flexibility, and responsiveness.

Benefits

  • Health benefits
  • Generous paid time off
  • 401(k) plan with company match
  • Financial wellness support
  • Parental leave
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