Role OverviewThe Associate Director, Global Financial Crimes Compliance Enterprise Threat Mitigation plays a critical role in safeguarding S&P Global by supporting the centralized review, investigation, escalation, and disposition of transaction screening and third-party screening alerts. The role requires a combination of sanctions and financial crimes compliance expertise, technical knowledge of screening systems and workflows, strong analytical judgment, and a practical understanding of S&P Global’s businesses.
What You Will Do
Serve as a senior point of escalation for transaction screening alerts involving clients, vendors, event attendees, third parties, and other relevant counterparties, applying sanctions, AML, anti-bribery and corruption, and due diligence expertise to resolve complex or high-risk cases. Oversee the review and disposition of screening alerts generated through automated and manual screening processes.
Why It Might Be a Fit
The ideal candidate will have 7+ years of Compliance experience in Financial Services or a Brokerage Firm, with demonstrated experience operating within a financial crimes compliance, sanctions, AML, or enterprise risk management function. Strong understanding of sanctions laws, regulations, and screening expectations is required.
Requirements
- 7+ years of Compliance experience in Financial Services or a Brokerage Firm
- 5+ years of demonstrated Sanctions and Transaction Screening experience
- Strong understanding of sanctions laws, regulations, and screening expectations
- Familiarity with broader Financial Crimes Compliance areas
- Experience with Financial Crimes Compliance systems and tools
- Experience working in a team-oriented, collaborative environment
- Strong verbal and written communication skills
- Self-motivated, organized, and able to work well under pressure
Benefits
- Health & Wellness
- Flexible Downtime
- Continuous Learning
- Invest in Your Future
- Family Friendly Perks
- Beyond the Basics
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