Associate, Equity Capital Markets

HCX Technology Partners
New York, NY
Category Finance
Job Description
Role Overview

The Associate will work closely with senior ECM professionals to manage and execute transaction processes from initial preparation through pricing and allocation. The role combines hands-on execution with direct participation in client discussions and the opportunity to develop independent advisory judgment.

What You Will Do

Own defined workstreams on equity capital markets transactions, including IPOs, follow-on offerings, and block trades. Evaluate transaction timing, size, and structure to help clients raise capital and assess shareholder liquidity alternatives.

Why It Might Be a Fit

The role requires strong financial analysis, valuation, and modeling skills, with the ability to interpret results and explain their implications for a transaction. The Associate will take ownership of workstreams while drawing on Kroll’s broader financial advisory platform.

Requirements

  • Bachelor’s degree in Finance, Economics, Business Administration, Accounting, Mathematics, or a related field
  • Approximately 3–6 years of relevant experience in investment banking, equity capital markets, corporate finance, or transaction advisory
  • Strong financial analysis, valuation, and modeling skills
  • Understanding of public equity offering processes
  • Advanced Excel and PowerPoint skills
  • Series 79 and Series 63 licenses, or the ability to obtain them within a reasonable timeframe after hire

Benefits

  • Comprehensive medical, dental, and vision plans
  • Generous paid time off (PTO), paid company holidays, generous parental and family leave
  • Life insurance, short- and long-term disability coverage, and accident protection
  • Competitive salary structures, performance-based incentives, and merit-based compensation reviews
  • 401(k) plans with company matching
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