Role OverviewThe Audit Manager I – U.S. Compliance Audit is responsible for executing and leading audit engagements based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions.
What You Will Do
Participate in the planning, execution, and documentation of moderately complex to complex audits/projects to ensure they are aligned with management expectations and executed timely.
Why It Might Be a Fit
This role will mentor staff auditors, manage relationships with senior management, and contribute to the continuous improvement of risk management practices.
Requirements
- Undergraduate degree
- 5+ years of related Audit experience
- Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
- Banking industry audit experience with focus on Governance, Risk & Oversight of US Consumer Compliance Function
- Relevant professional certifications, accounting designations (e.g., CIA, CRCM)
- Strong communication (written and verbal) skills
- Strong analytical and problem-solving skills
- Ability to work independently and collaboratively in a team environment
- Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
- Base salary
- Variable compensation/incentive awards
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
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