Role OverviewThe AVP, Account Services oversees the Transfer Agent Operations Team, interacting with clients, financial representatives, vendors, and associates. This role is pivotal in developing team members, refining processes, and ensuring accountability.
What You Will Do
Ensures timely processing of transactions, interprets fund prospectuses, develops procedures, and authorizes exceptions. Provides information to fund family contacts and ensures compliance with regulations.
Why It Might Be a Fit
Requires leadership skills, understanding of clients' businesses, and ability to align associates with company values and goals. Must have experience in client services, management, and leadership, as well as a Series 6 or 7 license.
Requirements
- Bachelor's degree in business administration or a related field
- 6+ years of experience in client services or a related field
- 1-2 years of management and leadership experience
- Experience within the financial services industry
- Series 6 or 7 license
Benefits
- Equal opportunity employer
- No discrimination on the basis of protected status
]]>