Role OverviewWe are looking for a motivated and detail-oriented Compliance Associate or Consultant to join our team and support a varied portfolio of clients across the investment management sector. This is a great opportunity for someone with early to mid-level compliance experience who enjoys working in a client-facing environment, solving problems, and staying close to regulatory developments.
What You Will Do
In this role, you will support clients with a broad range of compliance matters, including advising on day-to-day compliance topics, preparing and submitting regulatory filings, managing client registrations, and investigating compliance-related issues.
Why It Might Be a Fit
You will play an important role in helping clients meet their regulatory obligations while developing your own technical knowledge and professional confidence. You will have the opportunity to work in a dynamic and entrepreneurial culture, collaborating with colleagues and external contacts to deliver solutions that solve complex challenges.
Requirements
- Bachelor's degree or equivalent qualification
- 1 to 3 years of relevant compliance experience
- Knowledge of CFTC, NFA, client requirements, and SEC examination practices
- Strong Microsoft Office skills
- Experience using MyComplianceOffice and Global Relay
Benefits
- Salary range: US$ 90,000 - 120,000
- Hybrid work arrangement
- Equal opportunities for everyone
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