Role OverviewWe are looking for a motivated and detail-oriented Compliance Associate to join our team and support a varied portfolio of clients across the investment management sector. This role is great for someone with early to mid-level compliance experience who enjoys working in a client-facing environment, solving problems, and staying close to regulatory developments.
What You Will Do
In this role, you will support clients with a broad range of compliance matters, including advising on day-to-day compliance topics, preparing and submitting regulatory filings, managing client registrations, and investigating compliance-related issues.
Why It Might Be a Fit
You will play an important role in helping clients meet their regulatory obligations while developing your own technical knowledge and professional confidence.
Requirements
- A Bachelor’s degree
- 1 to 3 years of relevant compliance experience
- Knowledge of CFTC, NFA, client requirements, and SEC examination practices
- Strong Microsoft Office skills
- Excellent written and verbal communication skills
Benefits
- Salary range: US$ 70,000 - 120,000
- Hybrid work arrangement
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