Role OverviewThe Enterprise Compliance Office - Risk Management is responsible for aligning the firm's compliance program with applicable laws, rules, and regulations. The role requires a legal or regulatory practitioner to drive the mission forward by applying legal analysis and regulatory subject matter expertise.
What You Will Do
Support the design and implementation of strategic and sustainable regulatory change management processes, align and continuously evolve strategy for managing regulatory changes, and oversee consistency across pillars and divisions.
Why It Might Be a Fit
The ideal candidate will have 4+ years of experience in compliance or risk management in the financial services industry or consulting industry, a strong understanding of Compliance program mandates and Operational Risk Frameworks, and excellent reporting and analytical skills.
Requirements
- 4+ years' experience in compliance or risk management in the financial services industry or consulting industry
- Bachelor's degree
- Experience with issue management and/or internal control frameworks
- Experience with quality assurance or 2LOD review and challenge
- Strong understanding of Compliance program mandates and Operational Risk Frameworks
- Excellent reporting skills
- Exceptional analytical, problem solving, critical thinking and project management skills with a proven track record of execution against deadlines
- Strong communication and relationship-building skills in frequent interaction with other areas of the firm
- Detail-oriented and able to produce quality work product, even when managing time-sensitive demands from competing stakeholders
- Work independently and exercise strong judgment
- Advanced PowerPoint and Excel skills
Benefits
- Dental insurance
- Vision insurance
- Mindfulness programs
- Wellness programs
- Personal finance offerings
- Training and development opportunities
- Firmwide networks
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