Role OverviewThis Compliance Officer role sits in the Compliance team based in NY and works as part of the team under the direction of the Head of Compliance. The Compliance team provides a second line of defense, overseeing and guiding the Firm's compliance with applicable rules, regulations, and internal policies and procedures.
What You Will Do
Responsibilities include performing required compliance functions, assisting with new product launches and client on-boarding, drafting and reviewing Compliance policies and procedures, conducting regulatory analysis, and providing support on compliance-related matters.
Why It Might Be a Fit
The ideal candidate will have a good foundation and strong understanding of the Investment Advisers Act of 1940, ERISA, and NFA/CFTC requirements, with 5+ years of relevant experience, preferably at a hedge fund or large asset management firm.
Requirements
- A good foundation and strong understanding of the Investment Advisers Act of 1940, ERISA, and NFA/CFTC requirements
- 5+ years of relevant experience (preferably at a hedge fund or large asset management firm)
- Strong working knowledge of the rules and requirements of the Investment Advisers Act of 1940, ERISA, and NFA/CFTC
- Self-motivated with exceptional organizational, communication, and interpersonal skills
- Ability to work in a busy environment and multi-task both in an independent, self-directed manner and also as part of a team
- Ability to navigate and learn new systems
Benefits
- Competitive holiday entitlements
- Pension/401k
- Life and long-term disability coverage
- Group sick pay
- Enhanced parental leave
- Long-service leave
- Private medical coverage
- Discounted gym membership options
- Pet insurance
- Two annual 'Mankind' days of paid leave for community volunteering
- Discretionary bonus
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