Compliance Officer

Flow Traders
New York, NY
Category Legal
Job Description
Flow Traders is seeking a Compliance Officer to join their Compliance team in New York. This role involves assisting with core compliance controls, trading conduct reviews, surveillance, and automation. The ideal candidate is motivated, analytical, and capable of designing and implementing compliance controls using technical skills and a proactive approach.

Requirements

  • 1-3 years of relevant working experience in a trading-related environment
  • Undergraduate degree in Finance, Economics, Business, Law or related
  • Proficiency in Excel, VBA, SQL, and/or python
  • Interest in SEC, FINRA, CFTC, NFA and exchange rules

Benefits

  • Competitive salary
  • Discretionary variable remuneration
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