Compliance Risk Assessment Contractor

Provide day-to-day internal support to the Regulatory Compliance and FCC Risk teams on routine queries, directing and escalating more complex or sensitive issues to senior advisors as appropriate. Support the annual Compliance Risk Assessment and FCC risk assessments by data gathering, updating assessment templates, and helping prepare materials for senior management review.

What You Will Do

Assist in the execution of BAU monitoring and control testing activities, perform horizon scanning for regulatory and industry developments, and provide general support to the Compliance Risk Management Advisory and FCC Risk team.

Why It Might Be a Fit

Prior experience in regulatory compliance and/or finance crime compliance, or related role within financial services or a regulated environment. Experience in writing clear annual compliance risk assessments, comfortable working with stakeholders, and good organizational skills for managing multiple workstreams and deadlines.

Requirements

• Prior experience in regulatory compliance and/or finance crime compliance
• Experience in writing clear annual compliance risk assessments
• Comfortable working with stakeholders
• Good organizational skills for managing multiple workstreams and deadlines
• Knowledge of a financial market utility or FMU regulatory environment
• Understanding of payments and foreign exchange markets
• Ability to manage urgent requests in a timely manner
• Excellent verbal and written communication skills
• High level of attention to detail
• Self-starter with the ability to work independently and proactively solve problems

Benefits

• 25 holiday days and 3 'life days' (in addition to bank holidays)
• 2 paid volunteer days
• Generous parental leave policies
• Parental transition coaching programmes and support services
• Wellbeing and mental health support resources
• Employee Networks
• Hybrid working
• Flexible working
• Monthly 'Heads Down Days'
• Generous non-contributory pension provision
• Private medical insurance and dental coverage
• Social events
• Annual flu vaccinations
• Discounts and savings and cashback
• Discounted Gym membership
• Access to Discover - our comprehensive learning platform