Role OverviewAs a Compliance Risk Assessment Manager, you will play a key role in reshaping compliance structures and processes, driving innovation at every level. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future.
What You Will Do
You will support the management of the Compliance Risk Assessment framework, facilitate the Compliance Risk Assessment, and manage the assessment process. You will also provide subject matter expertise and leadership to Oversight Functions and other assessment participants.
Why It Might Be a Fit
The ideal candidate will thrive in a fast-paced, start-up-like setting and have an entrepreneurial mindset. You will need to be strategic, tactical, collaborative, and creative in your approach. You will also need to have a comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape.
Requirements
- Minimum of 7 years of prior regulatory, compliance, and/or risk management experience
- Familiarity with conducting a Compliance Risk Assessment
- Experience working with top tier banks in large scale, cross-functional regulatory remediation
- Familiarity with developing and implementing regulatory compliance risk management frameworks and programs
- Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses
Benefits
- Base salary
- Variable compensation/incentive awards
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
]]>