Compliance Supervisor, Code of Ethics

Sands Capital Management, LLC
Arlington, VA
Category Finance
Job Description
Sands Capital is seeking a Compliance Supervisor to manage and administer their Code of Ethics program and collaborate with the Compliance team. The role involves designing the program, implementing policies, reviewing documentation, and addressing client inquiries. It's a hybrid position in Arlington, Virginia, with a focus on risk mitigation and program enhancement.

Requirements

  • Undergraduate degree from an accredited university (JD preferred)
  • 8-10+ years of relevant compliance experience at an investment management firm or prior regulatory advisory consulting experience
  • Direct experience addressing or managing an investment adviser’s code of ethics program
  • Working knowledge of the Investment Adviser’s Act of 1940 preferred
  • Highly organized and detail-oriented
  • Strong communication and analytical skills
  • Ability to work independently and remotely
  • Experience with Microsoft Office Suite (Excel, Word, PowerPoint)
  • Strong work ethic and time management skills
  • Teamwork and collaboration skills

Benefits

  • medical insurance
  • dental insurance
  • life and personal accident insurance
  • short- and long-term disability insurance
  • flexible spending accounts
  • paid stock market holidays and vacation
  • sick leave
  • parental leave
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