Director - Compliance Solutions

Waystone
New York, NY
Job Description
Directors are one of a client's key contact throughout their compliance process. They are responsible for drafting SEC and CFTC filings, conducting regular reviews of client compliance programs, and managing SEC examinations.

Requirements

  • Internationally recognized professional qualification
  • 7+ years' experience in financial services as a fund or broker deal accountant or legal or compliance professional
  • Excellent English language skills, including written and oral communication
  • Experience with Microsoft Office, including Excel skills
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