Role OverviewThe Investment Compliance team is responsible for implementing and monitoring regulatory and contractual investment restrictions across the business. The team advises PMs on trading decisions, negotiates investment guidelines with clients, and works closely with development technology teams to ensure robust implementation of limits.
What You Will Do
Analyze real time risk/compliance alerts, manage pre-trade risk/compliance alerts, review investment restrictions, implement mandate and regulatory limits, investigate potential breaches, and work with various teams to specify system enhancements.
Why It Might Be a Fit
The ideal candidate will have an undergraduate or Master's degree in a subject with an analytical component, 3-5 years' experience in a similar function, and strong analytical and research skills.
Requirements
- Undergraduate or Master's Degree in a subject with an analytical component
- 3-5 years' experience in performing a similar function for another asset manager
- Ability to conceptualize and perform calculations that are part of a portfolio of investments and derivatives
- Working knowledge of investment strategies applied in portfolio management
- Experience in reviewing investment guidelines, Offering Memorandums, and Investment Management Agreements
- Experience in monitoring for portfolio investment requirements associated with UCITS, 3(c) 7 funds, and US mutual funds
- Detail oriented and effective research and analytical skills
- Ability to work in a trading desk environment
- Moderate programming skills, preferably Excel/VBA, SQL, Python
Benefits
- Competitive holiday entitlements
- Pension/401k
- Life and long-term disability coverage
- Group sick pay
- Enhanced parental leave
- Long-service leave
- Flexible working arrangements
- Two annual 'Mankind' days of paid leave for community volunteering
]]>