Manager, Compliance

Pathstone
Boston, TX
Category Finance
Job Description
Pathstone is a growing wealth management firm seeking a Manager, Compliance to support its Compliance Group and maintain a strong, risk-based compliance program.

Requirements

  • Monitor regulatory developments affecting registered investment advisers
  • Ensure compliance policies and procedures are current and effective
  • Support enterprise risk management efforts
  • Develop and deliver compliance training and guidance
  • Prepare for and support regulatory examinations, audits, and internal reviews

Benefits

  • Comprehensive medical, vision, and dental coverage
  • Flexible spending options
  • Flexible PTO
  • Life insurance
  • Education support
  • 401(k) plan
  • Parental leave
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