Role OverviewTrade Surveillance Expert (Market Abuse & Conduct Monitoring) responsible for reviewing and analyzing trading scenarios for indicators of market abuse, evaluating AI-generated surveillance alerts, and developing surveillance evaluation rubrics.
What You Will Do
Review and analyze simulated and real-world trading scenarios, evaluate AI-generated surveillance alerts, develop and refine surveillance evaluation rubrics, assess trade surveillance workflows, and provide expert feedback on AI-generated case narratives.
Why It Might Be a Fit
This role requires 5+ years of experience in Trade Surveillance, strong understanding of market abuse regulations, and hands-on experience with surveillance platforms. The ideal candidate will have experience investigating surveillance alerts, documenting case outcomes, and articulating investigative reasoning and regulatory conclusions.
Requirements
- 5+ years of experience in Trade Surveillance, Market Surveillance, Market Abuse Monitoring, Compliance Surveillance, or Regulatory Oversight
- Hands-on experience with surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar solutions
- Strong understanding of market abuse regulations and frameworks, including SEC and FINRA regulations, MAR (Market Abuse Regulation), MiFID II, FCA market conduct requirements, and exchange surveillance standards
- Experience investigating surveillance alerts and documenting case outcomes
- Familiarity with equities, options, futures, fixed income, FX, commodities, or digital asset markets
- Ability to clearly articulate investigative reasoning and regulatory conclusions in written form
- Fluent English communication skills
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