Risk Manager Securities Based Lending

Ameriprise Financial Services, LLC
Charlotte, MN
Job Description
The Risk Manager will play a critical role in the First Line of Defense for Ameriprise Bank by identifying, assessing, monitoring and mitigating risks across lending products, with a primary focus on our securities-based lending (SBL) products.

Requirements

  • 2-5 years of experience in Risk Management within a banking environment
  • Bachelor’s degree in finance, business, risk management, or related field
  • Strong understanding of lending products and associated risks
  • Proven ability to assess controls and manage operational risk
  • Strong ability to lead, partner, and influence across all leadership levels
  • Direct experience with securities-based lending or similar collateralized lending products
  • Familiarity with broker-dealer or brokerage operations and regulatory requirements
  • Knowledge of OCC, FINRA, and other relevant regulatory frameworks
  • Active securities license (Series 7 or Series 24)

Benefits

  • Vacation time
  • Sick time
  • 401(k)
  • Health, dental and life insurances
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