Sales Compliance Analyst

Requirements

• 3–5 years of compliance, regulatory, or risk management experience in a banking, financial services, or fintech environment.
• Working knowledge of banking regulations relevant to sales and marketing practices, including UDAAP, CFPB guidelines, TILA/Reg Z, and fair lending principles.
• Experience managing compliance-related cases or investigations, including documentation, findings, and resolution.
• Demonstrated ability to interpret and apply policy in real-world situations — exercising sound judgment when the facts are ambiguous or the policy is silent.
• Strong written and verbal communication skills, with the ability to explain complex compliance requirements clearly and constructively to non-compliance audiences.
• A track record of building productive working relationships with external partners or business stakeholders while maintaining compliance standards.
• High integrity, personal accountability, and the ability to make and stand behind difficult decisions consistently and fairly.
• Proficiency with case management systems, CRM platforms, or compliance tracking tools.
• Strong organizational skills with the ability to manage multiple active cases, partner inquiries, and reporting obligations simultaneously.
• Bachelor’s degree in Business, Finance, Law, Political Science, or a related field required.

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Equal Opportunity Employer