Senior Associate - Regulatory Compliance (Private Funds)

IQ-EQ
Dallas, TX
Job Description
IQ-EQ is seeking a Senior Associate to provide regulatory compliance and investment advice to clients in alternative and traditional investment sectors. This role involves preparing regulatory documents, assisting with examinations, monitoring trading, and mentoring junior team members. The company offers a comprehensive benefits package and a commitment to sustainability and employee growth.

Requirements

  • Advisor for investment sector compliance (US securities laws)
  • Reviewing marketing materials for regulatory standards
  • Preparing regulatory documents
  • Designing testing systems
  • Mentoring junior team members
  • Strong analytical and communication skills

Benefits

  • Healthcare benefits
  • Paid parental leave
  • Financial wellness support
  • Hybrid work schedule
]]>