Senior Compliance Analyst - Advertising Review

Cetera
Any Location, US
Remote
Job Description
Cetera Financial Group is seeking a Senior Compliance Analyst for Ad Review. This role involves ensuring retail communication complies with firm policy, FINRA, and SEC rules. The ideal candidate will conduct reviews, research policies, and maintain compliance materials. The position is a remote role requiring a Bachelor’s degree or equivalent experience.

Requirements

  • Bachelor’s degree or equivalent experience
  • Five years relevant experience in advertising compliance
  • Series 7 & 24 FINRA registrations
  • Good written and verbal communication skills
  • Strong organization skills
  • Ability to work under tight deadlines

Benefits

  • Inclusive health, dental, vision and life insurance
  • Easy access to mental health benefits
  • Paid time off, holidays, and wellness days
  • 401(k) Savings plan
  • Paid parental leave
  • Health Savings and Flexible Spending Account options
  • Employee Assistance Program (EAP)
  • LifeLock, Pet Insurance
  • Health Insurance
  • Financial Professional
  • Financial Planning
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