Senior Compliance Officer-Advisory

Serves as a compliance advisor and strategic partner providing risk-based guidance and regulatory advisory support across products, services, and business activities. Provides regulatory interpretations and advisory regarding federal and state banking laws and regulations.

What You Will Do

Conduct Compliance Risk Assessments, reviews customer-facing marketing materials, conducts Compliance Monitoring, and shares advisory themes and emerging risks. Provides advisory support throughout Compliance Testing Reviews and serves as advisors on relevant committees.

Why It Might Be a Fit

Requires strong relationships with business and risk stakeholders, fostering a culture of compliance through ongoing consultation, education, and proactive engagement on compliance-related matters.

Requirements

• Familiar with all consumer banking regulations and applicability to commercial deposit and lending activities.
• Demonstrated ability to provide effective, practical advisory guidance to senior officers of the department and to business line management.
• Intermediate to advanced PC skills for Microsoft Office -- Word, Excel, and Outlook.
• Excellent verbal and formal written communication skills.
• Ability to analyze various compliance problems or regulations and advise on effective, risk-based solutions.
• Ability to conduct research independently via written materials as well as electronic versions in an effective and professional manner.
• Ability to manage and complete advisory engagements and projects effectively while balancing competing requests from multiple business lines.
• Sound judgment in identifying, escalating, and documenting novel, ambiguous, or higher-risk regulatory questions raised by the business.
• Ability to build and maintain strong partnerships with business, risk, legal, audit, and compliance stakeholders.