Role OverviewThe Senior Compliance Analyst will help to identify and implement policies and workflows to monitor regulatory compliance within the Bureau, as well as with the Systems' external managers and consultants on issues relevant to the financial services industry. The role is part of the Bureau of Asset Management, which oversees the investment portfolios of the five New York City pension systems. The goal of the Bureau is to achieve exceptional investment outcomes for all stakeholders.
What You Will Do
Responsibilities include working with BAM Investment Strategy and the Office of the General Counsel to perform comprehensive compliance-related operational due diligence and disclosure form review on all new and existing public and private market manager recommendations and investments. The role also involves managing the compliance review to resolve portfolio trades and investments that do not comply with investment policy statements and investment guidelines.
Why It Might Be a Fit
The ideal candidate will have a strong background in investment activities, with a minimum of one year of experience in a governmental agency, financial institution, or brokerage firm. The role requires a baccalaureate degree from an accredited college or university, including or supplemented by 24 semester credits in accounting, business administration, economics, finance, law, mathematics, and/or statistics.
Requirements
- baccalaureate degree from an accredited college or university
- 24 semester credits in accounting, business administration, economics, finance, law, mathematics, and/or statistics
- one year of satisfactory full-time experience in investment activities of a governmental agency, financial institution, or brokerage firm
Benefits
- Dental insurance
- Vision insurance
- Health insurance
- Retirement plan
- Paid holidays
- Vacation time
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