Senior Managing Director – Regulatory Compliance (Alternative Assets)

IQ-EQ
Dallas, TX
Category Finance
Job Description
We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We work with 13 of the world's top-15 private equity firms.

Requirements

  • Bachelor's degree
  • 20+ years of relevant compliance experience
  • Knowledge of SEC examination practices
  • Familiarity with regulatory requirements from CFTC, NFA, and FINRA

Benefits

  • Generous paid time off
  • 401(k) plan with company match
  • Health benefits (medical, dental, vision, mental health support)
  • Paid parental leave
  • Hybrid work schedule
]]>