Sr. Director of Compliance, Futures Commission Merchant

NinjaTrader
Any Location, IL
Job Description
NinjaTrader is seeking a Sr. Director of Compliance, Futures Commission Merchant to oversee the firm's compliance program for futures, options on futures, and cleared swaps activities conducted as an FCM.

Requirements

  • 8–12 years of futures compliance experience, including substantial experience within or directly supporting an FCM
  • Strong working knowledge of CFTC regulations applicable to FCMs
  • Strong working knowledge of NFA Compliance Rules and Interpretive Notices
  • Strong working knowledge of exchange rulebooks (e.g., CME Group)
  • Strong working knowledge of customer protection and financial responsibility frameworks (segregation, secured amount, net capital)
  • Demonstrated experience leading or materially supporting regulatory examinations, inquiries, and remediation programs
  • Ability to design, implement, and scale supervisory controls, governance processes, and compliance infrastructure
  • Strong judgment, clear communication, and the ability to influence cross-functional stakeholders

Benefits

  • Generous Paid Time Off
  • 7 Paid Holidays Annually + 5 Conditional Holidays Annually
  • 1 Service Day Annually
  • 401k with 3.5% Company Match
  • Paid Parental Bonding Leave
  • Health, Vision, Dental Coverage
  • Life and Disability Insurance Covered 100% by NinjaTrader
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