Role OverviewAs a Wealth Management Client Associate, you will provide client service support to multiple Financial Advisors, serving as the primary point of contact for client needs. You will be responsible for ensuring timeliness, accuracy, and completeness in client materials, following up on client and Financial Advisor requests, and identifying, deepening, and maintaining client relationships.
What You Will Do
Key responsibilities include providing excellent client service, ensuring operational excellence, protecting clients, and managing risk. You will also assist with ensuring practices are in alignment with bank policies and procedures, support day-to-day team activities, and lead with a client-first mindset.
Why It Might Be a Fit
To be successful in this role, you will need to demonstrate a client-centric mindset, a strong work ethic, and an intense focus on results. You will also need to be able to learn and adapt to new information and technology platforms, and possess industry knowledge and an understanding of investment products.
Requirements
- High school diploma or equivalent
- FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65 accepted in lieu of 66)
- Industry knowledge and an understanding of investment products
- Experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience
Benefits
- Discretionary incentive eligible
- Annual discretionary plan
- Paid time off
- Industry-leading benefits
- Resources and support to contribute to the sustainable growth of the business and the communities served
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